The Impact of the Crisis in Ukraine on the Markets and Your Investments

Mentoring Wall Street's Next Gen

Not All Bonds Are Created Equal

Hope and Fear Head Fake

Bad Macro, Good Micro

The Impact of the Sovereign Debt Crisis

The End of QE2

New Options Available in the GM Roth 401(k) Account

GM Salaried Life Insurance Transition

Are GMAC Demand Notes Now Safe?

"All That Glitters"

Funding Your Healthcare After Age 65

Health Savings Accounts

Required Minimum Distribution Rules

Lessons from the Madoff Scandal

The Safety of Your Pension

401(k) Debit Cards

Severance Package Risks

Retirement Income Strategies

Create A Pension Backup Plan

The Party is Over For Real Estate

Should You Take A Pension Lump Sum Distribution

Considering a Rollover IRA?

Considering Early Retirement

Oil's Well

Delphi SARs Offer - Keep Your Options Open

A Hard Look at 401(k) Loans

The Case for Emerging Markets

Important Consumer Disclosures

Mainstay Capital Management, LLC is an investment advisor registered with the Securities and Exchange Commission. Due to various state regulations and filing requirements, Mainstay and its representatives may only provide investment advisory services in those states in which it is first appropriately registered or otherwise exempt or excluded from registration requirements. The purpose of this website is to provide the public with general information about the services offered by our investment management firm. Mainstay does not render personalized investment advice or services or effect, or attempt to effect any securities transactions, on this website. Our firm continuously monitors its filing requirements in all states, and will provide individualized advisory services only in accordance with various state regulations. Mainstay does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by any unaffiliated third party provider, whether linked to Mainstay's website or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

 

Disclosure Information - Rankings and Awards

Barron's Magazine - Top 100 Independent Financial Advisors

According to Barron’s: The rankings are based on data provided by individual advisors and their firms. Advisor data is confirmed via regulatory databases, cross‐checks with securities firms and conversations with individual advisors. The formula Barron’s uses to rank advisors is proprietary. It has three major components: assets managed, revenue produced and quality of practice. Investment returns are not a component of the rankings because an advisor’s returns are dictated largely by the risk tolerance of clients. The quality of practice component includes an evaluation of each advisor’s regulatory record. The data is based on one fiscal year (7/1/22 - 6/30/23) and appeared in Barron’s on 9/18/23.


Schwab IMPACT Awards®

The Charles Schwab & Co., Inc.’s IMPACT Awards® program recognizes excellence in the business of independent financial advice. Nominees are evaluated and selected by a panel of prominent leaders from both the business world and the financial services industry. Mainstay Capital Management does use Charles Schwab to custody certain client assets, however there was no direct compensation provided to be nominated for this award. Mainstay Capital Management received this annual award on November 15, 2017.