Educational Investment Seminars

Mainstay Capital Management offers free seminars that cover a range of retirement and investing topics. If you would like to request a seminar at your location or an interactive online webinar, simply complete the electronic form below or call us toll-free at 866-444-6246.

Sample Topics for a Seminar

  • Strategies for managing your 401(k), IRA, and other investment accounts

  • Managing investment portfolio risk in today's volatile financial markets

  • Strategies for tax deferring a bonus

  • Tax savings strategies and tax loss harvesting

  • Seven habits of highly effective retirement savers

  • Maximizing the benefit of a HSA and GVUL

  • "Employee to Retiree" - planning your transition

  • Using alternatives to hedge investment risk

  • Lessons from the Madoff Scandal

  • Evaluating a buyout - When can I retire?

  • Current investment opportunities and risks

  • Protecting and growing retirement assets

  • Important tax changes that affect your 401(k) and IRAs

  • Roth 401(k) versus Traditional 401(k)

  • Five costly investment mistakes

  • Tactical asset allocation

  • What to do with your company stock

  • Common investment mistakes and how to avoid them

  • Withdrawal strategies

  • Should you consider a Rollover IRA

  • Whether to do a Roth conversion

  • Managing investments in retirement - preserving your nest egg

  • Taking distributions: Age 55 separation, Age 59½, SEPP, Age 73 RMD

  • Financial markets outlook

  • Investment strategies for a bear/bull market
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Important Consumer Disclosures

Mainstay Capital Management, LLC is an investment advisor registered with the Securities and Exchange Commission. Due to various state regulations and filing requirements, Mainstay and its representatives may only provide investment advisory services in those states in which it is first appropriately registered or otherwise exempt or excluded from registration requirements. The purpose of this website is to provide the public with general information about the services offered by our investment management firm. Mainstay does not render personalized investment advice or services or effect, or attempt to effect any securities transactions, on this website. Our firm continuously monitors its filing requirements in all states, and will provide individualized advisory services only in accordance with various state regulations. Mainstay does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by any unaffiliated third party provider, whether linked to Mainstay's website or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.


Disclosure Information - Rankings and Awards

Barron's Magazine - Top 100 Independent Wealth Advisors

According to Barron’s: The rankings are based on data provided by individual advisors and their firms. Advisor data is confirmed via regulatory databases, cross‐checks with securities firms and conversations with individual advisors. The formula Barron’s uses to rank advisors is proprietary. It has three major components: assets managed, revenue produced and quality of practice. Investment returns are not a component of the rankings because an advisor’s returns are dictated largely by the risk tolerance of clients. The quality of practice component includes an evaluation of each advisor’s regulatory record. The data is based on one fiscal year (7/1/22 - 6/30/23) and appeared in Barron’s on 9/18/23.

Schwab IMPACT Awards

The Charles Schwab & Co., Inc.’s IMPACT Awards® program recognizes excellence in the business of independent financial advice. Nominees are evaluated and selected by a panel of prominent leaders from both the business world and the financial services industry. Mainstay Capital Management does use Charles Schwab to custody certain client assets, however there was no direct compensation provided to be nominated for this award. Mainstay Capital Management received this annual award on November 15, 2017.