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  • Welcome to Mainstay Capital Management

    Welcome to Mainstay Capital Management

    We are an independent, fee-only, Registered Investment Advisor. As a fiduciary to our clients,
    we offer truly objective investment advice with only your best interests in mind.

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  • When Your Investments Demand  Professional Management

    When Your Investments Demand Professional Management

    Mainstay Capital Management can bring you the peace of mind that comes with knowing you have planned prudently for your future.

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  • Mainstay Compass™

    Mainstay Compass™

    Together, we can create a plan to get you on the right path towards and through retirement.

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  • Investment Management Solutions

    Investment Management Solutions

    Our team will manage your investment portfolio consistent with your personal retirement plan.

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  • Individual 401(k), 457, and 403(b)  Account Management

    Individual 401(k), 457, and 403(b) Account Management

    We specialize in the management of individual 401(k), 457, and 403(b) accounts for employees and retirees.

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  • Client Service Built on Trust

    Client Service Built on Trust

    With our staff of Certified Financial PlannersTM and Chartered Retirement Planning CounselorsSM,
    we can offer advice and comprehensive solutions for all of your financial planning needs.

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Allison Transmission has announced fund changes that impact the Allison Transmission Salaried Employee Retirement Savings Plan and Allison Transmission Hourly Employee Savings Plan (“the Plans”). Several investment options in the Plans will change share class. Investment strategies and risks for these funds will be similar, but the overall expenses for the investment options will be lower.

These changes will be effective as of the close of business on June 25, 2014. Contact Mainstay toll-free at 1-866-444-6246 to discuss the impact these changes may have on your portfolio.

Allison Transmission has announced fund changes that impact the Allison Transmission Salaried Employee Retirement Savings Plan and Allison Transmission Hourly Employee Savings Plan (“the plans”). Beginning July 11, 2012 Templeton Institutional Foreign Smaller Companies Series Advisor was added to the fund lineup.

Effective July 11, 2012 Royce Value Plus Fund Institutional Class was removed from the plans and all existing balances in, and future contributions and loan repayments allocated to this fund were transferred to the Loomis Sayles Small Capital Value Fund Institutional Class, unless otherwise directed.

Also, effective July 11, 2012 Fidelity Stock Selector Small Cap Fund was frozen and closed to new investments. As of the market close on October 10, 2012 all remaining investments in the Stock Selector Small Cap Fund will be transferred to the Loomis Sayles Small Capital Value Fund Institutional Class unless otherwise directed. The Stock Selector Small Capital Fund will then be removed from the fund lineup.

The Roth feature within a 401(k) plan allows employees to “tax diversify” their income sources for retirement. Employees have the flexibility to direct contributions between both types of 401(k) accounts as their current and future tax situation dictates. Additionally, for those Allison employees who are ineligible for a Roth IRA, a Roth 401(k) provides an opportunity to build a tax-free retirement income source.

We applaud Allison Transmission for taking advantage of this provision in the Economic Growth and Tax Relief Reconciliation Act of 2001 (EGTRRA).

Request a free copy of Mainstay Capital Management’s “Roth 401(k) Investment Guide”.

Roth 401(k)s - Frequently Asked Questions

Allison announced changes that will affect the participants of the Allison Transmission Salary Employee Retirement Savings Plan and the Allison Transmission Hourly Employee Retirement Savings Plan.

The following investment options are closed to new investments as of 4:00 PM on August 3, 2009:

Fidelity Value Fund
Fidelity Mid Cap Stock Fund
Fidelity Real Estate Investment Portfolio

The following investment options are added as of August 3, 2009:

Artisan Mid Cap Value Fund - Investor Class
Jennison Mid Cap Growth Fund – A

Anyone that was making contributions to the funds that will be closing, will have needed to redirect them by 4:00 PM on August 3, 2009. If no change was made, future contributions to the closed funds would have been redirected automatically according to the following table.

Fidelity Value Fuind To Artisan Mid Cap Value Fund

Fidelity Mid Cap Stock Fund To Jennison Mid Cap Growth Fund

Fidelity Real Estate Investment To Vanguard REIT Index Fund

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    • Americas Top Wealth Advisors 2020
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    • Financial Times
    • Financial Planning

      Recent Media Appearances

      Bloomberg

      David Kudla, Mainstay Capital Management founder and chief executive officer, discusses Fed policy and how tariffs could change market outlook.

      FOX Business

      Mainstay Capital Management CEO David Kudla joined Maria Bartiromo on Fox Business TV to discuss the economy and where stocks are headed next.

      CNBC

      CNBC’s Steve Liesman interviews Federal Reserve President Charles Evans live from the ENGAGE Undergraduate Investment Conference.